Guiding Businesses Forward
Insights & Thought Leadership
GenAI & Cyber Fraud Redefine the Risk Landscape
The newly published FINRA 2026 Regulatory Oversight Report confirms what compliance professionals are feeling: the convergence of new technology and determined threat actors is creating a higher-risk environment for member firms.
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What’s Changing in Fair Lending, and What Isn’t?
If you were to ask a member of the Board of Directors or executive management of a financial institution about what compliance regulations are important (based on risk, enforcement actions, and annual training) they’d likely mention the Bank Secrecy Act, Fair Lending, Regulation O, GLBA, and a handful of other regulations. One of these topics, namely Fair Lending, has changed in a meaningful way at the federal level due to a CFBP rule issued on 4/22/2026 that is effective 7/21/2026.
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